Best Securities Law Books
Here you will get Best Securities Law Books For you.This is an up-to-date list of recommended books.
1. Options Trading Strategies: A Comprehensive Guide to Trading Strategies During Times of Global Economic Loss | The Top Tactics to Know for Beginner and Veteran Options Traders for Successful Gains
Author: by Nathan Real
B094KLMG4R
English
112 pages
Are you taking your first steps in Options Trading, and are you afraid of losing all your money? Have you tried to read something but didn’t understand anything? Perhaps you have come across books that, on the surface, were simple, but in reality, were INCOMPREHENSIBLE.
I’m going to reveal something helpful to you As the dust settles on uncertain economic times, knowing how to trade effectively, and through what economists are calling one of the largest economic shifts of all times. This shift requires a remodel of conventional thinking and trading methodologies.
But it is not only the economy that is shifting. With job losses and at-home work environments, people are beginning to understand the far-reaching implications that global events can have on their financial security. A new economic world demands a mind shift that capitalizes on current economic changes, while still incorporating age-old trading strategies that have stood the test of time.
Following his graduation with honors in economics, Nathan Real entered a career of full-time professional trading and coaching. Highly regarded as an expert in technical analysis, and an innovator in trading strategies, Nathan has developed some of the most effective trading strategies across the board.
2. Securities Regulation: Cases and Materials (Aspen Casebook)
Author: by James D. Cox
Wolters Kluwer
English
1136 pages
The Ninth Edition of Securities Regulation: Cases and Materials brings onboard two new co-authors-Ann Lipton and William Sjostrom-to a casebook that has long set the standard for providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, Securities Regulation: Cases and Materials contains a very teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers.
Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Ninth Edition: Coverage of “cryptocurrencies” and coin offerings Commentary on market developments such as indexing and algorithmic trading A tighter set of problems and materials on gun-jumping under Section 5 The SEC’s latest reforms of Regulation D and the intrastate offering exemption Spotify and the trend toward direct listings as a way of going public Coverage of Supreme Court decisions from the last three years, including Lorenzo, Salman, Cyan, Lucia, and Kokesh, as well as important lower court cases The SEC broker-dealer proposal (and perhaps adoption) of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up to date and on the cutting edge
3. Startup Law and Fundraising for Entrepreneurs and Startup Advisors
Author: by Paul A. Swegle
English
580 pages
0578236702
Can’t believe I just binge-read (and loved! A 577-page law book! If you’re a startup founder, check out this baby by @pswegle.T.B., Teaching Fellow of Computer Science @Harvard, Ph.D. The best advice comes from relevant experience, and Paul Swegle demonstrates that he has a ton of it in Startup Law and Fundraising.
A compendium of everything entrepreneurs, both newbies and veterans, need to know to take their startup from cradle to sale or IPO, the book provides not only detailed information on everything from company formation to IP protection and fundraising, but also includes dozens of real-life case studies that demonstrate why these topics are so critical to startup success.
Geoff Entress, Managing Director of Pioneer Square Labs, former Venture Partner at Voyager Capital and Madrona Venture Group, angel investor in over 200 companies. Entrepreneurship can be chaotic. Some chaos drives innovation. But legal chaos rocks many startups to their foundations, dashing dreams, jeopardizing jobs and investments, creating liabilities, and slowing innovation.
4. How to Steal A Lot of Money — Legally: Clueless Crooks Go to Jail, Savvy Swindlers Go to Vail
Author: by Edward Siedle
English
276 pages
1949642755
How to Steal A Lot of Money… Legally is a practical guide to investment scamming-a Gonzo approach to teaching financial literacy or financial literacy on steroids. The book is based upon true events and forensic insights gleaned from three decades investigating over $1trillion in assets managed by Wall Street.
The author, a former SEC lawyer and record $78 million whistleblower award winner, believes that through learning the art of investment scamming at the highest levels-involving the world’s most respected and trusted (and therefore most dangerous) financial institutions-readers will be better equipped to defend themselves and their families in the life and death struggle that plays out every day between investors and Wall Street.”A complete education should include learning the bad and the ugly-not merely the glorious and meritorious.
The student should be taught what is, not merely what should be-the way things really work in the real world, not how they are supposed to work in a perfect world. Lying, cheating and stealing are so commonplace in life generally, and in the world of investing especially, that they are not the exceptions.
5. Problems and Materials on Secured Transactions [Connected Casebook] (Aspen Casebook)
Author: by Douglas J. Whaley
Wolters Kluwer
English
464 pages
Buy a new version of this Connected Casebook and receive access to the online e-book, practice questions from your favorite study aids, and an outline tool on CasebookConnect, the all in one learning solution for law school students. CasebookConnect offers you what you need most to be successful in your law school classes portability, meaningful feedback, and greater efficiency.
Brief, clear, and extremely accessible, Problems and Materials on Secured Transactions helps students understand black letter law and the statutory language in the Uniform Commercial Code. Concise yet comprehensive coverage includes the most recent case and statutory developments. A sensible, flexible organization makes it adaptable to many teaching styles.
Drawing on experience in both teaching and writing, the authors provide thorough and practical coverage using a popular problems approach with interesting fact patterns. The text’s effective format, manageable length, and inclusion of the most important cases make Problems and Materials on Secured Transactions concise and efficient.
6. Understanding Securities Law (Carolina Aademic Press Understanding)
Author: by Marc I. Steinberg
Carolina Academic Pr
English
552 pages
The Seventh Edition of Understanding Securities Law provides comprehensive coverage of the federal securities laws, including legislative, judicial, and SEC pronouncements. Additions to the new edition include the 2015 congressional legislation (the FAST Act), SEC rule-making with respect to capital raising, and important U.S.
Supreme Court decisions.
7. The RICH Method: The definitive guide to getting money and success. Reduce your expenses, clear your debts, learn to save and invest, and reach your financial freedom.
Author: by Richard Gracia
B0912X66NZ
English
251 pages
320 pages
0691208603
Price:
$18.81
as of Jul 13, 2021
(8:15 pm)
A compelling explanation of how the law shapes the distribution of wealthWhat is it that transforms a simple object, an idea, or a promise to pay into an asset that creates wealth? Katharina Pistor explains how, behind closed doors in the offices of private attorneys, capital is createdand why this little-known activity is one of the biggest reasons for the widening wealth gap between the holders of capital and everybody else.
A powerful new way of thinking about one of the most pernicious problems of our time, The Code of Capital explores the various ways that debt, complex financial products, and other assets are selectively coded to protect and reproduce private wealth.
This provocative book paints a troubling portrait of the pervasive global nature of the code, the people who shape it, and the governments that enforce it.
9. Examples & Explanations for Securities Regulation
Author: by Alan R. Palmiter
Wolters Kluwer
English
656 pages
A favorite classroom prep tool of successful students that is often recommended by professors, the Examples & Explanations (E&E) series provides an alternative perspective to help you understand your casebook and in-class lectures. Each E&E offers hypothetical questions complemented by detailed explanations that allow you to test your knowledge of the topics in your courses and compare your own analysis.
Here s why you need an E&E to help you study throughout the semester: Clear explanations of each class topic, in a conversational, funny style. Features hypotheticals similar to those presented in class, with corresponding analysis so you can use them during the semester to test your understanding, and again at exam time to help you review.
It offers coverage that works with ALL the major casebooks, and suits any class on a given topic. The Examples & Explanations series has been ranked the most popular study aid among law students because it is equally as helpful from the first day of class through the final exam.
10. Securities Regulation, Cases and Analysis (University Casebook Series)
Author: by Stephen Choi
Foundation Press
English
1054 pages
Hardbound – New, hardbound print book.
11. Problems and Materials on Secured Transactions [Connected Casebook] (Aspen Casebook)
Author: by Douglas J Whaley
Aspen Publishers
English
432 pages
Buy a new version of this Connected Casebook and receive access to the online e-book, practice questions from your favorite study aids, and an outline tool on CasebookConnect, the all in one learning solution for law school students. CasebookConnect offers you what you need most to be successful in your law school classesportability, meaningful feedback, and greater efficiency.
Brief, clear, and extremely accessible, Problems and Materials on Secured Transactions helps students understand black letter law and the statutory language in the Uniform Commercial Code. Concise yet comprehensive coverage includes the most recent case and statutory developments. A sensible, flexible organization makes it adaptable to many teaching styles.
Drawing on experience in both teaching and writing, the authors provide thorough and practical coverage using a popular problems approach with interesting fact patterns. The text’s effective format, manageable length, and inclusion of the most important cases make Problems and Materials on Secured Transactions concise and efficient.
12. The Law of Securities Regulation (Hornbooks)
Author: by Thomas Hazen
West Academic Publishing
English
892 pages
This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer’s desk book. Coverage includes definition of security, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities.
The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.
13. Initial Public Offerings
Author: by David Westenberg
English
1500 pages
1402418957
The new second edition of Initial Public Offerings: A Practical Guide to Going Public provides battle-tested, real-world adviceon how to create a winning IPO. Packed with best practices, planning tips, checklists and sample documents to help implement its guidance, Initial Public Offerings gives you the actionable insight you need to Understand market requirements and lay the groundwork for an IPO Weigh an IPO’s advantages, drawbacks, demands and alternatives Prepare for the rigors of due diligence Master accounting matters vital to the IPO process Take advantage of pre-IPO tax and financial planning opportunities Put together a powerful IPO team Consider a dual track strategyNumerous developments originating from the SEC, Congress, and the private sector continue to change the IPO landscape.
Completely revised and substantially expanded, the second edition addresses key changes in legal requirements and market practices of critical interest to IPO companies, lawyers, and market professionals alike. Among other new and updated topics,the book covers the impact of the JOBS Act on private company fundraising, pre-IPO activities, Form S-1 disclosure requirements, and the IPO process; ongoing changes in corporate governance requirements and practices; and important developments in accounting preparation, SEC review, and underwriting practices.
14. Securities Litigation and Enforcement in a Nutshell (Nutshells)
Author: by Margaret Sachs
West Academic Publishing
English
551 pages
The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S.Supreme Court.
The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.
